CALDWELL LEON 4
4 · Y3K SECURE ENTERPRISE SOFTWARE INC · Filed Sep 12, 2003
Insider Transaction Report
Form 4
CALDWELL LEON
Treasurer
Transactions
- Sale
Y3K Secure Enterprise Software, Inc.
2003-09-12$0.10/sh−50,000$4,875→ 848,333 total(indirect: Equity Holdings and Investments, Ltd.)
Footnotes (1)
- [F1]Equity Holdings and Investments, LTd., is a family limited partnership in which Mr. Caldwell's wife has a 60% ownership position. Thus Mr. Caldwell's beneficial interest reflects 60% of the total shares owned by the limited partnership. The remaining 40% is beneficially owned by Mr. Caldwell's 3 children.