CALDWELL LEON 4
4 · Y3K SECURE ENTERPRISE SOFTWARE INC · Filed Sep 18, 2003
Insider Transaction Report
Form 4
CALDWELL LEON
Treasurer
Transactions
- Sale
Y3K Secure Enterprise Software, Inc.
2003-09-18$0.26/sh−175,000$44,800→ 653,333 total(indirect: Equity Holdings and Investments, Ltd)
Footnotes (2)
- [F1]Ownership is in the form of a family limited partnership in which Mr. Caldwell, through his wife, has a 60% beneficial interest, the balance is owned by Mr. Caldwell's 3 children.
- [F2]Shares sold represent total shares sold by the holding entity, Mr. Caldwell's indirect ownership is represented in indirect held shares.