4//SEC Filing
CALDWELL LEON 4
Accession 0001263159-03-000006
CIK 0001082673other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 1:17 PM ET
Size
5.8 KB
Accession
0001263159-03-000006
Insider Transaction Report
Form 4
CALDWELL LEON
Treasurer
Transactions
- Tax Payment
COMMON SHARES
2003-11-19$0.00/sh+486,111$486→ 1,084,768 total(indirect: By Partnership)
Footnotes (2)
- [F1]Exercised balance of vested shares in common stock gross total of 486,111
- [F2]Newly issued shares, 486,111 are held in a defined benefit pension trust in which Leon Caldwell has vested as a 100% recipient. Additional shares are held in the name of the family limited partnership, Equity Holdings and Investments, Ltd., in which Leon Caldwell has a benefical interest. The total held shares in the partnership are 994,429 common shares, of which 596,657 common shares represent a 60% beneficial interest to Leon Caldwell, via his wife, with 40% of the held shares to the benefit of the limited partners, the children of Leon Caldwell.
Documents
Issuer
Y3K SECURE ENTERPRISE SOFTWARE INC
CIK 0001082673
Entity typeother
Related Parties
1- filerCIK 0001263159
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 1:17 PM ET
- Size
- 5.8 KB