WARRIOR MET COAL, INC.·4

Apr 27, 3:56 PM ET

SCHUMACHER ALAN H 4

4 · WARRIOR MET COAL, INC. · Filed Apr 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Warrior Met (HCC) Director Alan Schumacher Exercises RSUs

What Happened

  • Alan H. Schumacher, a director of Warrior Met Coal, had 2,534 derivative awards (restricted stock units) reported as exercised/converted on April 23, 2026. The filing shows an acquisition of 2,534 shares at $0.00 and a corresponding disposition of the derivative instrument at $0.00. No cash changed hands and this was not an open-market purchase or sale.

Key Details

  • Transaction date: April 23, 2026; reported on Form 4 filed Apr 27, 2026 (see filing accession 0001264230-26-000004).
  • Reported price: $0.00 per share (conversion/vesting event, not a purchase).
  • Shares involved: 2,534 RSUs converted/exercised (and the derivative instrument disposed) on the same date.
  • Shares owned after transaction: not specified in the provided extract—see the full Form 4 for total beneficial ownership.
  • Notable footnotes:
    • F1: These entries reflect RSU vesting that will be settled in shares one-for-one upon the reporting person’s termination of service per an irrevocable deferral election.
    • F2/F3: RSUs granted under the 2017 and 2026 Equity Incentive Plans; vesting schedules referenced (first anniversaries of grant dates).
  • This was not a market sale or purchase—it's a conversion/vesting event reported for compliance.

Context

  • For retail investors: this filing documents a vesting/conversion of deferred RSUs rather than a buy or sell that indicates immediate insider sentiment. Because settlement of these units is deferred until the director’s termination (per the deferral election), there was no immediate transfer of tradable shares or proceeds.

Insider Transaction Report

Form 4
Period: 2026-04-23
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-23+2,53442,054 total
  • Exercise/Conversion

    Restricted Stock Units

    [F2]
    2026-04-232,5340 total
    Common Stock (2,534 underlying)
Holdings
  • Restricted Stock Units

    [F3]
    Common Stock (1,423 underlying)
    1,423
Footnotes (3)
  • [F1]Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
  • [F2]The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
  • [F3]The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
Signature
/s/ Kelli K. Gant, by power of attorney|2026-04-27

Documents

1 file
  • 4
    ownership.xmlPrimary

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