Home/Filings/4/0001264504-11-000003
4//SEC Filing

PHILLIPS CHARLES G 4

Accession 0001264504-11-000003

CIK 0000789356other

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 3:33 PM ET

Size

15.6 KB

Accession

0001264504-11-000003

Insider Transaction Report

Form 4
Period: 2011-07-07
Transactions
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2011-07-07$11.00/sh5,507$60,5770 total
    Exercise: $7.50Exp: 2018-11-12Common Stock (5,507 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2011-07-07$2.82/sh22,500$63,4500 total
    Exercise: $15.68Exp: 2012-07-03Common Stock (22,500 underlying)
  • Disposition from Tender

    Common Stock

    2011-07-07$18.50/sh47,759$883,5421,284 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2011-07-07$6.83/sh15,000$102,4500 total
    Exercise: $11.67Exp: 2013-08-27Common Stock (15,000 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-07$18.50/sh1,284$23,7540 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2011-07-07$2.62/sh15,000$39,3000 total
    Exercise: $15.88From: 2005-11-10Exp: 2014-11-10Common Stock (15,000 underlying)
Footnotes (4)
  • [F1]The option provided for 1/3 vesting beginning on November 12, 2009 and annually thereafter. The vesting was accelerated to July 7, 2011 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 24, 2011, among the Registrant, CPK Holdings Inc. and CPK Merger Sub Inc.
  • [F2]The reporting person received cash consideration for the cancellation of the option pursuant to the Merger Agreement equal to the number of shares of the Registrant's common stock underlying such option multiplied by the difference between the exercise price of the option and the per share purchase price of $18.50 in accordance with the Merger Agreement.
  • [F3]The option provided for 1/3 vesting beginning on August 27, 2004 and annually thereafter.
  • [F4]The option provided for 1/2 vesting on July 3, 2003 and annually thereafter.

Issuer

CALIFORNIA PIZZA KITCHEN, INC.

CIK 0000789356

Entity typeother

Related Parties

1
  • filerCIK 0001264504

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 3:33 PM ET
Size
15.6 KB