5//SEC Filing
FUTCH ROGER 5
Accession 0001265475-04-000001
CIK 0001019883other
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 5:26 PM ET
Size
19.6 KB
Accession
0001265475-04-000001
Insider Transaction Report
Form 5
FUTCH ROGER
Director
Transactions
- Exercise/Conversion
Common Stock
2003-01-08$3.64/sh+38,720$140,941→ 93,755 total - Purchase
Common Stock
1998-08-08+0→ 880 total(indirect: Held jointly with son) - Exercise/Conversion
Stock Option (Right to Buy)
2003-01-08−38,720→ 0 totalExercise: $3.64From: 1998-06-01Exp: 2007-06-01→ Common Stock (38,720 underlying)
Footnotes (5)
- [F1]All share amounts and exercise price values have been adjusted to reflect a 2 for 1 stock split on May 18, 1998, a separate 2 for 1 stock split on May 16, 2000, and a 10% stock dividend on July 1, 2003.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]The stock options, granted June 1, 1997, became exercisable in five equal annual installments of 9,680 shares (as adjusted), beginning on June 1, 1998.
- [F4]This row reflects indirect ownership which has not changed as a result of the transaction reported on this form.
- [F5]Dummy entry as required by software error.
Documents
Issuer
APPALACHIAN BANCSHARES INC
CIK 0001019883
Entity typeother
Related Parties
1- filerCIK 0001265475
Filing Metadata
- Form type
- 5
- Filed
- Apr 21, 8:00 PM ET
- Accepted
- Apr 22, 5:26 PM ET
- Size
- 19.6 KB