CROCKATT CLIFTON S 4
4 · U S MUTUAL FINANCIAL CORP · Filed May 24, 2004
Insider Transaction Report
Form 4
CROCKATT CLIFTON S
DirectorPres, CEO and Sec10% Owner
Transactions
- Other
Common Stock, $1.00 par value
2004-03-24+1,800,045→ 2,751,885 total
Footnotes (2)
- [F1]Represents 1,800,045 shares of the Issuer's common stock transferred to LYRE, LLC on March 24, 2004, by certain of the members of LYRE in exchange for additional membership interests in LYRE. Following this transaction, LYRE beneficially owns 2,601,885 shares of the Issuer's common stock. See footnote 2
- [F2]The Reporting Person owns 150,000 shares directly. LYRE, LLC, of which CCG Partners, LLC is a member, beneficially owns 2,601,885 shares. The Reporting Person owns a 50% membership interest in and is a managing member of CCG Partners, LLC and, accordingly, through this indirect ownership, may be deemed to be a beneficial owner of the shares owned by LYRE, LLC. The Reporting Person disclaims beneficial ownership of shares owned by LYRE, LLC except to the extent of his pecuniary interest therein.