4//SEC Filing
LIGHTING SCIENCE GROUP CORP 4
Accession 0001267424-06-000022
CIK 0000866970operating
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:29 PM ET
Size
6.6 KB
Accession
0001267424-06-000022
Insider Transaction Report
Form 4
SNADON DARYL N
Director
Transactions
- Purchase
Common Stock
2006-10-11+294,348→ 2,679,611 total
Footnotes (2)
- [F1](a) On October 11, 2006, the issuer issued 54,348 shares of common stock to Mr. Snadon in and as consideration of and for service on the board of directors of the issuer during the quarter ended September 30, 2006. (b) On October 11, 2006, the issuer issued 240,000 shares of common stock to Mr. Snadon in and as consideration of and for service on the a committee of the board of directors of the issuer during the quarter ended September 30, 2006.
- [F2]Includes (i) 187,130 shares issuable by the issuer to Mr. Snadon pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 587,715 shares issuable to Mr. Snadon pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 130,000 shares issuable to Mr. Snadon pursuant to the exercise of warrants at a price of $1.50 per share; (iv) 20,000 shares issuable to Mr. Snadon pursuant to the exercise of options at a price of $0.32 per share (one third of which are vested, one-third of which will vest on 2/20/07, and one-third of which will vest on 2/20/08); and (v) 50,000 shares issuable to Mr. Snadon pursuant to the exercise of options at a price of $0.53 per share (one-third of which are vested, one-third of which will vest on 10/31/06, and one-third of which will vest on 10/31/07).
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000866970
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 4:29 PM ET
- Size
- 6.6 KB