Serina Therapeutics, Inc.·4

Jun 22, 7:13 PM ET

WILSON KAREN J 4

4 · Serina Therapeutics, Inc. · Filed Jun 22, 2026

Research Summary

AI-generated summary of this filing

Updated

Serina Therapeutics (SER) Director Karen J. Wilson Receives Award

What Happened

  • Karen J. Wilson, a director of Serina Therapeutics (SER), received a grant/award of 15,250 derivative shares on 2026-06-17. The reported price is $0.00 (i.e., a grant of equity/stock options rather than a cash purchase); no exercise or sale occurred.
  • The filing (Form 4) was submitted on 2026-06-22. The grant’s immediate cash value or exercise price is not provided in the report; the instrument is reported as a derivative (not an outright share purchase).

Key Details

  • Transaction date: 2026-06-17; Filing date: 2026-06-22.
  • Transaction type/code: A (Award/Grant); 15,250 derivative shares reported at $0.00.
  • Vesting (F2): Options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to continued service.
  • Footnote (F1): This row updates the previously reported number of shares beneficially owned and does not represent an unreported transaction.
  • Shares owned after transaction: Not specified in the information provided in this summary.
  • Timeliness: The Form 4 was filed five calendar days after the transaction; Form 4s are generally due within two business days, so this filing appears later than the typical deadline.

Context

  • This was a time-based equity grant (derivative award/options), not an exercise or sale—meaning no shares were sold and no cash proceeds realized.
  • Such grants are common for directors as compensation and do not by themselves indicate buying or selling sentiment; vesting and any future exercise or sale would be reported in later filings.

Insider Transaction Report

Form 4
Period: 2026-06-17
Transactions
  • Award

    Stock Option (right to buy)

    [F2]
    2026-06-17+15,25015,250 total
    Exercise: $1.98Exp: 2036-06-17Common Stock (15,250 underlying)
Holdings
  • Common Stock

    [F1]
    30,100
Footnotes (2)
  • [F1]This row is being reported to update the previously reported number of shares beneficially owned by the Reporting Person and does not reflect an unreported transaction.
  • [F2]The stock options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.
Signature
/s/ Steven Ledger, Attorney in Fact|2026-06-22

Documents

2 files