4//SEC Filing
CARPENTER TECHNOLOGY CORP 4
Accession 0001268355-12-000003
$CRSCIK 0000017843operating
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 5:22 PM ET
Size
25.9 KB
Accession
0001268355-12-000003
Insider Transaction Report
Form 4
STEPHANS PETER N
Director
Transactions
- Exercise/Conversion
Common Stock
2012-12-04$22.35/sh+8,000$178,800→ 46,296 total - Other
Common Stock
2012-11-29+15,921→ 15,921 total(indirect: By Trust) - Sale
Common Stock
2012-12-04$47.89/sh−10,358$496,045→ 38,296 total - Exercise/Conversion
Common Stock
2012-12-04$17.29/sh+2,358$40,770→ 48,654 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2012-12-04−8,000→ 0 totalExercise: $22.35From: 2009-10-13Exp: 2018-10-13→ Common Stock (8,000 underlying) - Exercise/Conversion
Director Stock Option (Right to Buy)
2012-12-04−2,358→ 0 totalExercise: $17.29From: 2010-07-29Exp: 2019-07-09→ Common Stock (2,358 underlying) - Sale
Common Stock
2012-12-04$48.06/sh−15,921$765,163→ 0 total(indirect: By Trust)
Holdings
- 38,296(indirect: By Trust)
Common Stock
- 7,400(indirect: By Trust)
Common Stock
- 7,400(indirect: By Trust)
Common Stock
- 7,400(indirect: By Trust)
Common Stock
- 19,000(indirect: By Trust)
Common Stock
- 38,296
Common Stock
- 38,296(indirect: By Trust)
Common Stock
- 7,400(indirect: By Trust)
Common Stock
- 19,000(indirect: By Trust)
Common Stock
- 7,400(indirect: By Trust)
Common Stock
- 38,296(indirect: By Trust)
Common Stock
- 19,000(indirect: By Trust)
Common Stock
- 7,400(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F2]Disposition of shares from a charitable foundation, of which the reporting person is a trustee.
- [F3]The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $47.86 per share to a high of $47.90 per share.
- [F4]These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
- [F5]These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
- [F6]These shares are held in a grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee.
- [F7]These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.
- [F8]The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
Documents
Issuer
CARPENTER TECHNOLOGY CORP
CIK 0000017843
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000017843
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 5:22 PM ET
- Size
- 25.9 KB