CARPENTER TECHNOLOGY CORP 4

4 · CARPENTER TECHNOLOGY CORP · Filed Dec 23, 2013

Form 4

Period: 2013-12-20

Director

Transactions

Other
Common Stock
2013-12-10+7,096→ 7,096 total(indirect: By Trust)
Sale
Common Stock
2013-12-20$59.59/sh−7,096$422,823→ 0 total(indirect: By Trust)

Holdings

Footnotes (5)

[F1]This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
[F2]Disposition of shares from a charitable foundation, of which the reporting person is a trustee.
[F3]These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
[F4]These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
[F5]These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.

Documents

1 file