Home/Filings/4/0001268629-03-000010
4//SEC Filing

SCHEFFMAN DAVID T 4

Accession 0001268629-03-000010

CIK 0001192305other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 8:29 PM ET

Size

6.4 KB

Accession

0001268629-03-000010

Insider Transaction Report

Form 4
Period: 2003-11-13
Transactions
  • Award

    Non-qualified Stock Option (right to buy)

    2003-11-13+125,000125,000 total
    Exercise: $16.00Exp: 2013-08-31Common Stock (125,000 underlying)
Footnotes (3)
  • [F1]The option is vested with respect to 50,000 shares; 37,500 shares subject to the option shall vest on September 1, 2004 (the "Anniversary Date") and 3,125 shares shall vest monthly beginning on the first day of each month following the month of the Anniversary Date.
  • [F2]All common units of LECG Holding Company, LLC were exchanged for shares of common stock of the issuer in connection with the issuer's initial public offering (the "Exchange"). The Exchange became effective after effectiveness of the registration statement relating to the issuer's initial public offering. The Exchange was part of a reorganization (the "Reorganization") undertaken in connection with the issuer's initial public offering pursuant to which holders of common units of LECG Holding Company, LLC other than TCEP/LECG Funding Corporation each received one share of common stock for every 1.6 common units of LECG Holding Company, LLC.
  • [F3]Received upon the assumption by the issuer, in connection with the Reorganization, of options to purchase common units of LECG Holding Company, LLC.

Issuer

LECG CORP

CIK 0001192305

Entity typeother

Related Parties

1
  • filerCIK 0001267677

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 8:29 PM ET
Size
6.4 KB