Home/Filings/4/0001268629-03-000012
4//SEC Filing

YELLIN GARY S 4

Accession 0001268629-03-000012

CIK 0001192305other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 8:43 PM ET

Size

9.0 KB

Accession

0001268629-03-000012

Insider Transaction Report

Form 4
Period: 2003-11-13
YELLIN GARY S
Chief Accounting Officer
Transactions
  • Award

    Non-qualified Stock Option (right to buy)

    2003-11-13+15,62515,625 total
    Exercise: $16.00Exp: 2013-01-31Common Stock (15,625 underlying)
Footnotes (4)
  • [F1]1/4th of the total number of shares subject to the option shall vest on February 1, 2004 (the "Anniversary Date") and the remaining shares thereafter shall vest monthly at a rate of 1/48th of the total shares subject to the option beginning on the first day of each month following the month of the Anniversary Date.
  • [F2]All common units of LECG Holding Company, LLC were exchanged for shares of common stock of the issuer in connection with the issuer's initial public offering (the "Exchange"). The Exchange became effective after effectiveness of the registration statement relating to the issuer's initial public offering. The Exchange was part of a reorganization (the "Reorganization") undertaken in connection with the issuer's initial public offering pursuant to which holders of common units of LECG Holding Company, LLC other than TCEP/LECG Funding Corporation each received one share of common stock for every 1.6 common units of LECG Holding Company, LLC.
  • [F3]Received upon the assumption by the issuer, in connection with the Reorganization, of options to purchase common units of LECG Holding Company, LLC.
  • [F4]1/5th of the total number of shares subject to the option shall vest on October 13, 2004 and the remaining shares thereafter shall vest monthly at a rate of 1/60th of the total shares subject to the option beginning on November 13, 2004.

Issuer

LECG CORP

CIK 0001192305

Entity typeother

Related Parties

1
  • filerCIK 0001267679

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 8:43 PM ET
Size
9.0 KB