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MICRO GENERATION TECHNOLOGY FUND LLC 4

Accession 0001270037-03-000005

CIK 0000947397other
View on SEC.govCompany Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 8:04 PM ET

Size

27.7 KB

Accession

0001270037-03-000005

Insider Transaction Report

Form 4
Period: 2003-11-10
EVERGREEN SOLAR INCESLR
MICRO GENERATION TECHNOLOGY FUND LLC
10% Owner
Transactions
  • Other

    Common Stock

    2003-11-11−761,556→ 0 total(indirect: By UVCC II Parallel Fund, L.P.)
  • Other

    Series A Convertible Preferred Stock

    2003-11-10−49,552→ 0 total(indirect: By UVCC II Parallel Fund, L.P.)
    From: 2003-05-15→ Common Stock (51,998 underlying)
  • Other

    Common Stock

    2003-11-10−1,699,934→ 24,336 total(indirect: By LLC)
  • Conversion

    Common Stock

    2003-11-10+1,699,934→ 1,724,270 total(indirect: By LLC)
  • Other

    Common Stock

    2003-11-11−93,945→ 16,909 total(indirect: By Utech Climate Challenge Fund, L.P.)
  • Conversion

    Series A Convertible Preferred Stock

    2003-11-10−1,619,960→ 0 total(indirect: By LLC)
    From: 2003-05-15→ Common Stock (1,699,934 underlying)
  • Other

    Series A Convertible Preferred Stock

    2003-11-10−165,754→ 0 total(indirect: By LLC)
    From: 2003-05-15→ Common Stock (173,937 underlying)
  • Other

    Series A Convertible Preferred Stock

    2003-11-10−29,005→ 0 total(indirect: By UVCC Fund II, L.P.)
    From: 2003-05-15→ Common Stock (30,437 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2003-11-10−620,090→ 0 total(indirect: By UVCC II Parallel Fund, L.P.)
    From: 2003-05-15→ Common Stock (650,702 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2003-11-10−640,637→ 0 total(indirect: By UVCC Fund II, L.P.)
    From: 2003-05-15→ Common Stock (672,264 underlying)
  • Conversion

    Common Stock

    2003-11-10+650,702→ 761,556 total(indirect: By UVCC II Parallel Fund, L.P.)
  • Conversion

    Common Stock

    2003-11-10+672,264→ 783,118 total(indirect: By UVCC Fund II, L.P.)
  • Other

    Common Stock

    2003-11-11−783,118→ 0 total(indirect: By UVCC Fund II, L.P.)
ARETE CORP
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-11-10+1,699,934→ 1,724,270 total(indirect: By LLC)
  • Conversion

    Series A Convertible Preferred Stock

    2003-11-10−640,637→ 0 total(indirect: By UVCC Fund II, L.P.)
    From: 2003-05-15→ Common Stock (672,264 underlying)
  • Other

    Series A Convertible Preferred Stock

    2003-11-10−29,005→ 0 total(indirect: By UVCC Fund II, L.P.)
    From: 2003-05-15→ Common Stock (30,437 underlying)
  • Other

    Common Stock

    2003-11-11−761,556→ 0 total(indirect: By UVCC II Parallel Fund, L.P.)
  • Conversion

    Common Stock

    2003-11-10+650,702→ 761,556 total(indirect: By UVCC II Parallel Fund, L.P.)
  • Conversion

    Series A Convertible Preferred Stock

    2003-11-10−620,090→ 0 total(indirect: By UVCC II Parallel Fund, L.P.)
    From: 2003-05-15→ Common Stock (650,702 underlying)
  • Other

    Common Stock

    2003-11-10−1,699,934→ 24,336 total(indirect: By LLC)
  • Other

    Common Stock

    2003-11-11−93,945→ 16,909 total(indirect: By Utech Climate Challenge Fund, L.P.)
  • Conversion

    Series A Convertible Preferred Stock

    2003-11-10−1,619,960→ 0 total(indirect: By LLC)
    From: 2003-05-15→ Common Stock (1,699,934 underlying)
  • Other

    Series A Convertible Preferred Stock

    2003-11-10−49,552→ 0 total(indirect: By UVCC II Parallel Fund, L.P.)
    From: 2003-05-15→ Common Stock (51,998 underlying)
  • Conversion

    Common Stock

    2003-11-10+672,264→ 783,118 total(indirect: By UVCC Fund II, L.P.)
  • Other

    Common Stock

    2003-11-11−783,118→ 0 total(indirect: By UVCC Fund II, L.P.)
  • Other

    Series A Convertible Preferred Stock

    2003-11-10−165,754→ 0 total(indirect: By LLC)
    From: 2003-05-15→ Common Stock (173,937 underlying)
Footnotes (11)
  • [F1]Represents distribution-in-kind by Micro-Generation Technology Fund, LLC to its members for no consideration.
  • [F10]The Preferred Stock may be exercised at any time after issuance and has no expiration date.
  • [F11]Represents the number of shares beneficially owned by the referenced record holder following all of the reported transactions.
  • [F2]Represents distribution-in-kind by UVCC Fund II, L.P. to its partners for no consideration.
  • [F3]Represents distribution-in-kind by UVCC II Parallel Fund, L.P. to its partners for no consideration.
  • [F4]Represents distribution-in-kind by Utech Climate Challenge Fund, L.P. to its partners for no consideration.
  • [F5]As of November 10, 2003, each share of Series A Convertible Preferred Stock ("Preferred Stock") is convertible into approximately 1.0494 shares of Common Stock. The number of shares of Common Stock issuable upon conversion of the Preferred Stock will be such number equal to the product of (i) the number of shares of Preferred Stock being so converted multiplied by (ii) the quotient of (x) the sum of the Accreted Value (as defined in the Certificate of Designations for the Preferred Stock (the "Certificate of Designations")) plus all dividends accrued since the previous compounding date divided by (y) the Conversion Price (as defined in the Certificate of Designations).
  • [F6]Represents distribution-in-kind by Micro-Generation Technology Fund, LLC to a member of 165,754 shares of Preferred Stock for no consideration.
  • [F7]Represents distribution-in-kind by UVCC Fund II, L.P. to a partner of 29,005 shares of Preferred Stock for no consideration.
  • [F8]Represents distribution-in-kind by UVCC II Parallel Fund, L.P. to a partner of 49,552 shares of Preferred Stock for no consideration.
  • [F9]On November 10, 2003, shares of Preferred Stock of the referenced record holder were converted into shares of Common Stock.

Documents

4 files

Issuer

EVERGREEN SOLAR INC

CIK 0000947397

→
Entity typeother

Related Parties

1
  • filerCIK 0001270037

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 8:04 PM ET
Size
27.7 KB
View on SEC.gov