AMERIPRISE FINANCIAL INC·4

May 1, 6:18 PM ET

BRYAN GLYNIS 4

4 · AMERIPRISE FINANCIAL INC · Filed May 1, 2026

Research Summary

AI-generated summary of this filing

Updated

Ameriprise (AMP) Director Bryan Glynis Receives 441.752 Phantom Shares

What Happened Bryan Glynis, a non‑employee director of Ameriprise Financial, Inc. (AMP), received a grant of 441.752 deferred/phantom share units on April 29, 2026. The units were reported as acquired at $0.00 (derivative award), meaning no cash was paid for the award. This is a compensation-related award rather than an open-market purchase or sale.

Key Details

  • Transaction date and price: 2026-04-29; 441.752 units @ $0.00 (derivative award).
  • Shares owned after transaction: Not specified in this filing.
  • Footnote F1: Each phantom share unit equals the right to receive one share of Ameriprise common stock.
  • Footnote F2: Phantom units will be settled one‑for‑one into common stock in a lump sum at the end of the quarter following the quarter in which the director ceases to serve as a non‑employee director.
  • Filing timeliness: Report filed 2026-05-01 for a 2026-04-29 transaction — appears timely (Form 4 due within two business days).

Context This was a compensation grant (deferred/phantom shares) and not a market purchase or sale, so it reflects director compensation practices rather than an immediate bullish or bearish trade. The units convert to actual shares only upon the director’s termination of service per the settlement terms.

Insider Transaction Report

Form 4
Period: 2026-04-29
BRYAN GLYNIS
Director
Transactions
  • Award

    Phantom Stock (Annual)

    [F1][F2]
    2026-04-29+441.752960.615 total
    Common Stock (441.752 underlying)
Footnotes (2)
  • [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
  • [F2]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
Signature
/s/ Wendy B. Mahling for Glynis Bryan|2026-05-01

Documents

1 file
  • 4
    form4-05012026_100535.xmlPrimary