FERRARA ARTHUR V 4
4 · GDL FUND · Filed Apr 3, 2018
Insider Transaction Report
Form 4
GDL FUNDGDL.C
FERRARA ARTHUR V
Director
Transactions
- Other
Series C Cumulative Puttable and Callable Preferred Shares
2018-03-29$50.00/sh+225$11,250→ 225 total
Footnotes (1)
- [F1]The reporting person acquired these Series C preferred shares through a primary allocation based on the exercise of preferred share purchase rights and also surrendering his Series B preferred shares.