4//SEC Filing
AMBAC FINANCIAL GROUP INC 4
Accession 0001272760-07-000001
$OSGCIK 0000874501operating
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 1:31 PM ET
Size
12.0 KB
Accession
0001272760-07-000001
Insider Transaction Report
Form 4
UHLEIN JOHN W
Executive Vice President
Transactions
- Award
Employee Stock Option (Right to Buy)
2007-01-29+35,000→ 35,000 totalExercise: $87.27From: 2012-01-29Exp: 2014-01-29→ Common Stock (35,000 underlying) - Award
Common Stock
2006-01-29$87.27/sh+4,584$400,046→ 92,577 total
Holdings
- 75(indirect: By IRA)
Common Stock
- 90(indirect: By Spouse)
Common Stock
- 1,445(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Restricted Stock Units ("RSUs") were granted under the Issuer's 1997 Equity Plan, as amended.
- [F2]Based on a plan statement as of December 31, 2006.
- [F3]Exercisable as follows: 17,500 shares after the per share price of the Issuer's common stock is or exceeds $106.00 for 20 consecutive trading days on the New York Stock Exchange (NYSE). The remaining 17,500 shares will be exercisable after the per share price of the Issuer's common stock is or exceeds $125.00 for 20 consecutive trading days on the NYSE. If all or a portion of the shares have not become exercisable by January 29, 2012, then such unexercisable amount shall become exercisable on January 29, 2012.
Issuer
AMBAC FINANCIAL GROUP INC
CIK 0000874501
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000874501
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 1:31 PM ET
- Size
- 12.0 KB