LAMB JAMES R 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Dec 7, 2017

Form 4

Period: 2017-12-06

Director

Transactions

Exercise/Conversion
Common Stock
2017-12-06$23.40/sh+300$7,020→ 21,756 total
Sale
Common Stock
2017-12-06$35.25/sh−300$10,575→ 21,456 total
Exercise/Conversion
Common Stock
2017-12-06$23.40/sh+100$2,340→ 21,556 total
Sale
Common Stock
2017-12-06$35.27/sh−100$3,527→ 21,456 total
Exercise/Conversion
Common Stock
2017-12-06$23.40/sh+200$4,680→ 21,656 total
Sale
Common Stock
2017-12-06$35.31/sh−200$7,062→ 21,456 total
Exercise/Conversion
Common Stock
2017-12-06$23.40/sh+200$4,680→ 21,656 total
Sale
Common Stock
2017-12-06$35.34/sh−200$7,068→ 21,456 total
Exercise/Conversion
Common Stock
2017-12-06$23.40/sh+100$2,340→ 21,556 total
Sale
Common Stock
2017-12-06$35.35/sh−100$3,535→ 21,456 total
Exercise/Conversion
Common Stock
2017-12-06$23.40/sh+100$2,340→ 21,556 total
Sale
Common Stock
2017-12-06$35.35/sh−100$3,535→ 21,456 total
Exercise/Conversion
Stock option (right to buy)
[F6][F1]
2017-12-06−1,000→ 1,310 total
Exercise: $23.40Exp: 2018-01-02→ Common Stock (2,310 underlying)

Holdings

Common Stock
(indirect: By Spouse)
1,684
Stock Option (right to buy)
[F2]
Exercise: $13.43Exp: 2020-01-04→ Common Stock (5,000 underlying)
5,000
Stock Option (right to buy)
[F3]
Exercise: $13.53Exp: 2021-01-03→ Common Stock (2,500 underlying)
2,500
Stock Option (right to buy)
[F4]
Exercise: $10.72Exp: 2022-01-03→ Common Stock (2,500 underlying)
2,500
Stock Option (right to buy)
[F5]
Exercise: $14.68Exp: 2023-01-02→ Common Stock (2,500 underlying)
2,500

Footnotes (6)

[F1]The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
[F2]The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
[F3]The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
[F4]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
[F5]The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
[F6]Option grant has no purchase or sale price.

Signature

James R. Lamb|2017-12-07

Documents

1 file