Home/Filings/4/0001273685-22-000002
4//SEC Filing

Reese Nathan R 4

Accession 0001273685-22-000002

CIK 0001273685other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:58 PM ET

Size

11.1 KB

Accession

0001273685-22-000002

Insider Transaction Report

Form 4
Period: 2022-01-01
Reese Nathan R
Vice President and Secretary
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2022-01-01+15,056217,791 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-01-0115,05639,028 total
    Common Stock, par value $0.01 per share (15,056 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2022-01-01+8,917202,735 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-01-018,91754,084 total
    Common Stock, par value $0.01 per share (8,917 underlying)
Footnotes (5)
  • [F1]Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020.
  • [F2]Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT.
  • [F3]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021.
  • [F4]On January 1, 2020, the Reporting Person was granted 26,752 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.
  • [F5]On January 27, 2021, the Reporting Person was granted 45,167 RSUs, vesting in three equal annual installments beginning on January 1, 2022.

Issuer

NEW YORK MORTGAGE TRUST INC

CIK 0001273685

Entity typeother

Related Parties

1
  • filerCIK 0001462291

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:58 PM ET
Size
11.1 KB