Reese Nathan R 4

4 · NEW YORK MORTGAGE TRUST INC · Filed Jan 4, 2022

Form 4

Period: 2022-01-01

Vice President and Secretary

Transactions

Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-01+15,056→ 217,791 total
Exercise/Conversion
Restricted Stock Units
2022-01-01−15,056→ 39,028 total
→ Common Stock, par value $0.01 per share (15,056 underlying)
Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-01+8,917→ 202,735 total
Exercise/Conversion
Restricted Stock Units
2022-01-01−8,917→ 54,084 total
→ Common Stock, par value $0.01 per share (8,917 underlying)

Footnotes (5)

[F1]Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020.
[F2]Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT.
[F3]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021.
[F4]On January 1, 2020, the Reporting Person was granted 26,752 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.
[F5]On January 27, 2021, the Reporting Person was granted 45,167 RSUs, vesting in three equal annual installments beginning on January 1, 2022.

Documents

1 file