4//SEC Filing
Reese Nathan R 4
Accession 0001273685-23-000013
CIK 0001273685other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:08 PM ET
Size
19.6 KB
Accession
0001273685-23-000013
Insider Transaction Report
Form 4
Reese Nathan R
Vice President and Secretary
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2023-01-01$2.56/sh−3,728$9,544→ 276,434 total - Tax Payment
Common Stock, par value $0.01 per share
2023-01-01$2.56/sh−6,294$16,113→ 285,196 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2023-01-01+14,935→ 300,131 total - Tax Payment
Common Stock, par value $0.01 per share
2023-01-01$2.56/sh−6,223$15,931→ 293,908 total - Exercise/Conversion
Restricted Stock Units
2023-01-01−8,917→ 74,914 total→ Common Stock, par value $0.01 per share (8,917 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-01−15,056→ 59,858 total→ Common Stock, par value $0.01 per share (15,056 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-01−14,935→ 44,923 total→ Common Stock, par value $0.01 per share (14,935 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2023-01-01+8,917→ 280,162 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2023-01-01+15,056→ 291,490 total
Footnotes (10)
- [F1]Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020.
- [F10]On January 27, 2022, the Reporting Person was granted 44,803 RSUs, vesting in three equal annual installments beginning on January 1, 2023.
- [F2]Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT.
- [F3]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 1 above.
- [F4]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021.
- [F5]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 4 above.
- [F6]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2022.
- [F7]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 6 above.
- [F8]On January 1, 2020, the Reporting Person was granted 26,752 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F9]On January 27, 2021, the Reporting Person was granted 45,167 RSUs, vesting in three equal annual installments beginning on January 1, 2022.
Documents
Issuer
NEW YORK MORTGAGE TRUST INC
CIK 0001273685
Entity typeother
Related Parties
1- filerCIK 0001462291
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:08 PM ET
- Size
- 19.6 KB