4//SEC Filing
Mumma Steven R 4
Accession 0001273685-24-000016
CIK 0001273685other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 5:05 PM ET
Size
6.8 KB
Accession
0001273685-24-000016
Insider Transaction Report
Form 4
Mumma Steven R
DirectorCEO, President and CFO
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2024-01-24$8.23/sh−52,062$428,470→ 515,458 total - Award
Common Stock, par value $0.01 per share
2024-01-24+102,980→ 567,520 total
Footnotes (2)
- [F1]Shares acquired pursuant to the settlement of performance-based stock units ("PSUs") granted to the Reporting Person in 2021. Per the terms of the award agreement governing the PSUs, the number of underlying shares of NYMT common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PSUs was based on NYMT's total stockholder return for the three years ended December 31, 2023.
- [F2]Surrendered to satisfy tax liability incident to the settlement of PSUs described in Note 1 above.
Documents
Issuer
NEW YORK MORTGAGE TRUST INC
CIK 0001273685
Entity typeother
Related Parties
1- filerCIK 0001294797
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 5:05 PM ET
- Size
- 6.8 KB