Home/Filings/4/0001273685-24-000070
4//SEC Filing

Mumma Steven R 4

Accession 0001273685-24-000070

CIK 0001273685other

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 3:20 PM ET

Size

6.1 KB

Accession

0001273685-24-000070

Insider Transaction Report

Form 4
Period: 2024-08-22
Mumma Steven R
DirectorCEO, President and CFO
Transactions
  • Award

    Deferred Stock Units

    2024-08-22+18,46218,462 total
    Exercise: $0.00Common Stock, par value $0.01 per share (18,462 underlying)
Footnotes (1)
  • [F1]Represents an award of deferred stock units ("DSUs") granted to the Reporting Person pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan") that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of the vested DSUs has been deferred until the date of a Change in Control (as defined in the Plan).

Issuer

NEW YORK MORTGAGE TRUST INC

CIK 0001273685

Entity typeother

Related Parties

1
  • filerCIK 0001294797

Filing Metadata

Form type
4
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 3:20 PM ET
Size
6.1 KB