ADAMAS TRUST, INC.·4

Jan 2, 6:19 PM ET

Serrano Jason T 4

4 · ADAMAS TRUST, INC. · Filed Jan 2, 2026

Insider Transaction Report

Form 4
Period: 2026-01-01
Serrano Jason T
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2026-01-01+34,179355,007 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2026-01-01$7.30/sh19,140$139,722335,867 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2026-01-01+41,032376,899 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2026-01-01$7.30/sh21,455$156,622355,444 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2026-01-01+84,737440,181 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2026-01-01$7.30/sh44,640$325,872395,541 total
  • Exercise/Conversion

    Restricted Stock Units

    2026-01-0134,179336,274 total
    Exercise: $0.00Common Stock, par value $0.01 per share (34,179 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2026-01-0141,032295,242 total
    Exercise: $0.00Common Stock, par value $0.01 per share (41,032 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2026-01-0184,737210,505 total
    Exercise: $0.00Common Stock, par value $0.01 per share (84,737 underlying)
Footnotes (10)
  • [F1]Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in April 2023.
  • [F10]On January 23, 2025, the Reporting Person was granted 254,211 RSUs, vesting in three equal annual installments beginning on January 1, 2026.
  • [F2]Each RSU is the economic equivalent of one share of common stock of Adamas Trust, Inc. ("Adamas"). Each RSU was settled in one share of common stock of Adamas.
  • [F3]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 1 above.
  • [F4]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in April 2024.
  • [F5]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 4 above.
  • [F6]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2025.
  • [F7]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 6 above.
  • [F8]On April 25, 2023, the Reporting Person was granted 102,539 RSUs, vesting in three equal annual installments beginning on January 1, 2024.
  • [F9]On April 10, 2024, the Reporting Person was granted 123,095 RSUs, vesting in three equal annual installments beginning on January 1, 2025.

Documents

1 file
  • 4
    wk-form4_1767395984.xmlPrimary

    FORM 4