ADAMAS TRUST, INC.·4

Jan 2, 6:19 PM ET

Mah Nicholas 4

4 · ADAMAS TRUST, INC. · Filed Jan 2, 2026

Insider Transaction Report

Form 4
Period: 2026-01-01
Mah Nicholas
President
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2026-01-01+24,414231,421 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2026-01-01$7.30/sh14,509$105,916216,912 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2026-01-01+32,122249,034 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2026-01-01$7.30/sh17,505$127,787231,529 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2026-01-01+48,948280,477 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2026-01-01$7.30/sh26,784$195,523253,693 total
  • Exercise/Conversion

    Restricted Stock Units

    2026-01-0124,414211,086 total
    Exercise: $0.00Common Stock, par value $0.01 per share (24,414 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2026-01-0132,122178,964 total
    Exercise: $0.00Common Stock, par value $0.01 per share (32,122 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2026-01-0148,948130,016 total
    Exercise: $0.00Common Stock, par value $0.01 per share (48,948 underlying)
Footnotes (10)
  • [F1]Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in April 2023.
  • [F10]On January 23, 2025, the Reporting Person was granted 146,842 RSUs, vesting in three equal annual installments beginning on January 1, 2026.
  • [F2]Each RSU is the economic equivalent of one share of common stock of Adamas Trust, Inc. ("Adamas"). Each RSU was settled in one share of common stock of Adamas.
  • [F3]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 1 above.
  • [F4]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in April 2024.
  • [F5]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 4 above.
  • [F6]Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2025.
  • [F7]Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 6 above.
  • [F8]On April 25, 2023, the Reporting Person was granted 73,242 RSUs, vesting in three equal annual installments beginning on January 1, 2024.
  • [F9]On April 10, 2024, the Reporting Person was granted 96,366 RSUs, vesting in three equal annual installments beginning on January 1, 2025.

Documents

1 file
  • 4
    wk-form4_1767395994.xmlPrimary

    FORM 4