Home/Filings/4/0001274877-16-000003
4//SEC Filing

TORVEC INC 4

Accession 0001274877-16-000003

CIK 0001063197operating

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 1:00 PM ET

Size

9.8 KB

Accession

0001274877-16-000003

Insider Transaction Report

Form 4
Period: 2015-09-01
Transactions
  • Award

    Employee Stock Option (right to buy)

    2015-09-01$0.28/sh+25,000$7,00025,000 total
    Exercise: $0.28Exp: 2025-09-01Common Stock (25,000 underlying)
  • Purchase

    Series C-3 Voting Convertible Preferred Stock

    2016-02-10$0.25/sh+200,000$50,000200,000 total
    Exercise: $0.25Common Stock (200,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2016-01-14$0.53/sh+25,000$13,25025,000 total
    Exercise: $0.53Exp: 2026-01-14Common Stock (25,000 underlying)
Footnotes (3)
  • [F1]These shares vest in four equal annual installments over a four year period from the date of grant.
  • [F2]These shares become fully vested the first day the trading price of the Company shall be $5.00 or greater.
  • [F3]The Series C-3 Voting Convertible Preferred Stock is convertible into common stock at any time on a one-for-one basis at the initial conversion price of $.25 per share and has no expiration date.

Issuer

TORVEC INC

CIK 0001063197

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001063197

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 1:00 PM ET
Size
9.8 KB