4//SEC Filing
CurAegis Technologies, Inc. 4
Accession 0001274877-16-000008
CIK 0001063197operating
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 3:45 PM ET
Size
12.0 KB
Accession
0001274877-16-000008
Insider Transaction Report
Form 4
SICONOLFI GARY A
Director
Transactions
- Conversion
Common Stock
2016-12-06+250,000→ 863,333 total - Conversion
Series C Voting Convertible Preferred Stock
2016-12-06−250,000→ 0 totalFrom: 2011-09-23Exp: 2021-09-23→ Common Stock (250,000 underlying) - Award
Convertible Promissory Note
2016-12-07$0.25/shExercise: $0.25From: 2016-12-07Exp: 2021-12-07→ Common Stock - Award
Common Stock Purchase Warrant
2016-12-07$0.25/sh+24,000$6,000→ 24,000 totalExercise: $0.25From: 2016-12-07Exp: 2026-12-07→ Common Stock (24,000 underlying)
Footnotes (2)
- [F1]The reporting person converted 250,000 shares of Series C Voting Convertible Preferred Stock, par value $.01 per share, into an equivalent number of shares of Common Stock of the Company, par value $.01 per share, resulting in his acquisition of 250,000 shares of Common Stock of the Company.
- [F2]The reported securities are included within 250,000 Investment Units purchased by the reporting person on 09/23/2011. Each Investment Unit consists of one (1) share of the Company's Series C Voting Convertible Preferred Stock, par value $.01 per share, initially convertible into an equivalent number of shares of Common Stock of the Company, par value $.01 per share, and a warrant to purchase one-tenth (1/10) of a share of Common Stock exercisable immediately for ten years at an initial exercise price equal to the greater of (i) $.01, or (ii) 80% of the volume weighted average sales price per share of the Company's Common Stock during the ten consecutive trading days immediately preceding the notice of exercise.
Documents
Issuer
CurAegis Technologies, Inc.
CIK 0001063197
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001063197
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 3:45 PM ET
- Size
- 12.0 KB