POLINO FRANK J 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Jan 27, 2010

Form 4

Period: 2010-01-25

Interim EVP - Consumer Banking

Transactions

Award
Non-Qualified Stock Option (right to buy)
2010-01-25+15,861→ 15,861 total
Exercise: $14.44From: 2011-01-25Exp: 2020-01-25→ Common Stock (15,861 underlying)
Award
Common Stock
2010-01-25+3,463→ 41,249 total

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (5,944 underlying)
5,944
Common Stock
(indirect: by ESOP)
5,668
Non-Qualified Stock Option (right to buy)
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (62,083 underlying)
62,083
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (8,900 underlying)
8,900
Non-Qualified Stock Option (right to buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (13,600 underlying)
13,600
Common Stock
(indirect: By 401(k))
27,965
Non-Qualified Stock Option (right to buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (27,747 underlying)
27,747
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (25,100 underlying)
25,100
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (10,600 underlying)
10,600
Non-Qualified Stock Option (right to buy)
Exercise: $12.93From: 2010-01-26Exp: 2019-01-26→ Common Stock (18,654 underlying)
18,654
Non-Qualified Stock Option (right to buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (15,700 underlying)
15,700

Footnotes (2)

[F1]Represents restricted stock awards that vests in two equal installments, commencing one year following the date of grant.
[F2]Represents options that vest in three equal installments, commencing one year following the date of grant.

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