4//SEC Filing
POLINO FRANK J 4
Accession 0001274922-10-000018
CIK 0001051741other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 4:28 PM ET
Size
19.7 KB
Accession
0001274922-10-000018
Insider Transaction Report
Form 4
POLINO FRANK J
Interim EVP - Consumer Banking
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2010-01-25+15,861→ 15,861 totalExercise: $14.44From: 2011-01-25Exp: 2020-01-25→ Common Stock (15,861 underlying) - Award
Common Stock
2010-01-25+3,463→ 41,249 total
Holdings
- 5,944
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (5,944 underlying) - 5,668(indirect: by ESOP)
Common Stock
- 62,083
Non-Qualified Stock Option (right to buy)
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (62,083 underlying) - 8,900
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (8,900 underlying) - 13,600
Non-Qualified Stock Option (right to buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (13,600 underlying) - 27,965(indirect: By 401(k))
Common Stock
- 27,747
Non-Qualified Stock Option (right to buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (27,747 underlying) - 25,100
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (25,100 underlying) - 10,600
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (10,600 underlying) - 18,654
Non-Qualified Stock Option (right to buy)
Exercise: $12.93From: 2010-01-26Exp: 2019-01-26→ Common Stock (18,654 underlying) - 15,700
Non-Qualified Stock Option (right to buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (15,700 underlying)
Footnotes (2)
- [F1]Represents restricted stock awards that vests in two equal installments, commencing one year following the date of grant.
- [F2]Represents options that vest in three equal installments, commencing one year following the date of grant.
Documents
Issuer
FIRST NIAGARA FINANCIAL GROUP INC
CIK 0001051741
Entity typeother
Related Parties
1- filerCIK 0001237048
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 4:28 PM ET
- Size
- 19.7 KB