3//SEC Filing
Catterton-Noodles Holdings, LLC 3
Accession 0001275158-20-000107
CIK 0001275158other
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 4:15 PM ET
Size
5.9 KB
Accession
0001275158-20-000107
Insider Transaction Report
Form 3
NOODLES & CoNDLS
Catterton-Noodles Holdings, LLC
10% Owner
Holdings
- (indirect: (2))
Warrants to Purchase Class A Common Stock
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying) - 4,606,337
Class A Common Stock
Footnotes (2)
- [F1]On August 17, 2020, Catterton-Noodles, LLC ("Catterton Noodles") made a pro rata distribution of 6,224,987 shares of Class A Common Stock, constituting all of the shares of Class A Common Stock for which it was the holder of record, to its members (the "Distribution"). Upon completion of the Distribution, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") is the holder of record of 4,606,337 shares of Class A Common Stock.
- [F2]Catterton Noodles holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock held by Catterton Noodles. Catterton Noodles Holdings may be deemed to beneficially own such warrants.
Documents
Issuer
NOODLES & Co
CIK 0001275158
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001821968
Filing Metadata
- Form type
- 3
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 4:15 PM ET
- Size
- 5.9 KB