Home/Filings/3/A/0001275158-20-000111
3/A//SEC Filing

Catterton-Noodles Holdings, LLC 3/A

Accession 0001275158-20-000111

CIK 0001275158other

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 4:16 PM ET

Size

6.2 KB

Accession

0001275158-20-000111

Insider Transaction Report

Form 3/AAmended
Period: 2020-08-17
Holdings
  • Class A Common Stock

    4,222,476
  • Warrants to Purchase Class A Common Stock

    (indirect: (2))
    Exercise: $4.35From: 2017-08-09Exp: 2022-02-09Class A Common Stock (1,913,793 underlying)
Footnotes (2)
  • [F1]On August 17, 2020, Catterton-Noodles, LLC ("Catterton Noodles") made a pro rata distribution of 6,224,987 shares of Class A Common Stock, constituting all of the shares of Class A Common Stock for which it was the holder of record, to its members (the "Distribution"). Upon completion of the Distribution, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") is the holder of record of 4,222,476 shares of Class A Common Stock.
  • [F2]Catterton Noodles holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock held by Catterton Noodles. Catterton Noodles Holdings may be deemed to beneficially own such warrants.

Issuer

NOODLES & Co

CIK 0001275158

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001821968

Filing Metadata

Form type
3/A
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 4:16 PM ET
Size
6.2 KB