Catterton-Noodles Holdings, LLC 3/A
3/A · NOODLES & Co · Filed Aug 26, 2020
Insider Transaction Report
Form 3/AAmended
NOODLES & CoNDLS
Catterton-Noodles Holdings, LLC
10% Owner
Holdings
- 4,222,476
Class A Common Stock
- (indirect: (2))
Warrants to Purchase Class A Common Stock
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
Footnotes (2)
- [F1]On August 17, 2020, Catterton-Noodles, LLC ("Catterton Noodles") made a pro rata distribution of 6,224,987 shares of Class A Common Stock, constituting all of the shares of Class A Common Stock for which it was the holder of record, to its members (the "Distribution"). Upon completion of the Distribution, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") is the holder of record of 4,222,476 shares of Class A Common Stock.
- [F2]Catterton Noodles holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock held by Catterton Noodles. Catterton Noodles Holdings may be deemed to beneficially own such warrants.