Home/Filings/4/0001275158-20-000113

4//SEC Filing

Catterton-Noodles Holdings, LLC 4

Accession 0001275158-20-000113

CIK 0001275158other

View on SEC.gov Company Profile

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 4:41 PM ET

Size

16.0 KB

Accession

0001275158-20-000113

Insider Transaction Report

Form 4

Period: 2020-08-27

NOODLES & CoNDLS

Catterton-Noodles Holdings, LLC

10% Owner

Transactions

Sale
Class A Common Stock
2020-08-27$7.85/sh−1,435,000$11,264,750→ 2,787,476 total

Holdings

Warrants to Purchase Class A Common Stock
(indirect: Multiple Owners)
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
1,913,793

CP6 Management, L.L.C.

10% Owner

Transactions

Sale
Class A Common Stock
2020-08-27$7.85/sh−1,435,000$11,264,750→ 2,787,476 total

Holdings

Warrants to Purchase Class A Common Stock
(indirect: Multiple Owners)
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
1,913,793

Dahnke Scott Arnold

Director10% Owner

Transactions

Sale
Class A Common Stock
2020-08-27$7.85/sh−1,435,000$11,264,750→ 2,787,476 total

Holdings

Warrants to Purchase Class A Common Stock
(indirect: Multiple Owners)
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
1,913,793

Chu James Michael

10% Owner

Transactions

Sale
Class A Common Stock
2020-08-27$7.85/sh−1,435,000$11,264,750→ 2,787,476 total

Holdings

Warrants to Purchase Class A Common Stock
(indirect: Multiple Owners)
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
1,913,793

Catterton-Noodles, LLC

10% Owner

Transactions

Sale
Class A Common Stock
2020-08-27$7.85/sh−1,435,000$11,264,750→ 2,787,476 total

Holdings

Warrants to Purchase Class A Common Stock
(indirect: Multiple Owners)
Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
1,913,793

Footnotes (2)

[F1]On August 27, 2020, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") sold 1,435,000 shares of Class A Common Stock, at a price of $7.85 per share, pursuant to a private transaction. Upon completion of the transaction, Catterton Noodles Holdings is the holder of record of 2,787,476 shares of Class A Common Stock. Catterton-Noodles, LLC ("Catterton Noodles") holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock. CP6 Management, L.L.C. ("CP6") is the manager of each of Catterton Noodles and Catterton Noodles Holdings. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
[F2]Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles Holdings, LLC: 10% Owner; Catterton-Noodles, LLC: Member of 10% Owner Group; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner; Chu, James Michael: 10% Owner.

Documents

2 files

Issuer

NOODLES & Co

CIK 0001275158

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001821968

Filing Metadata

Form type: 4
Filed: Aug 27, 8:00 PM ET
Accepted: Aug 28, 4:41 PM ET
Size: 16.0 KB

View on SEC.gov