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Home/Filings/4/0001275158-20-000132
4//SEC Filing

Catterton-Noodles, LLC 4

Accession 0001275158-20-000132

CIK 0001275158other
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 4:11 PM ET

Size

16.0 KB

Accession

0001275158-20-000132

Insider Transaction Report

Form 4
Period: 2020-12-01
NOODLES & CoNDLS
Catterton-Noodles Holdings, LLC
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2020-12-01$7.50/sh−1,000,000$7,500,000→ 1,787,476 total
Holdings

  • Warrants to Purchase Class A Common Stock

    (indirect: Multiple Owners)
    Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
    1,913,793
CP6 Management, L.L.C.
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2020-12-01$7.50/sh−1,000,000$7,500,000→ 1,787,476 total
Holdings

  • Warrants to Purchase Class A Common Stock

    (indirect: Multiple Owners)
    Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
    1,913,793
Dahnke Scott Arnold
Director10% Owner
Transactions
  • Sale

    Class A Common Stock

    2020-12-01$7.50/sh−1,000,000$7,500,000→ 1,787,476 total
Holdings

  • Warrants to Purchase Class A Common Stock

    (indirect: Multiple Owners)
    Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
    1,913,793
Catterton-Noodles, LLC
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2020-12-01$7.50/sh−1,000,000$7,500,000→ 1,787,476 total
Holdings

  • Warrants to Purchase Class A Common Stock

    (indirect: Multiple Owners)
    Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
    1,913,793
Chu James Michael
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2020-12-01$7.50/sh−1,000,000$7,500,000→ 1,787,476 total
Holdings

  • Warrants to Purchase Class A Common Stock

    (indirect: Multiple Owners)
    Exercise: $4.35From: 2017-08-09Exp: 2022-02-09→ Class A Common Stock (1,913,793 underlying)
    1,913,793
Footnotes (2)
  • [F1]On December 1, 2020, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") sold 1,000,000 shares of Class A Common Stock, at a price of $7.50 per share, pursuant to a private transaction. Upon completion of the transaction, Catterton Noodles Holdings is the holder of record of 1,787,476 shares of Class A Common Stock. Catterton-Noodles, LLC ("Catterton Noodles") holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock. CP6 Management, L.L.C. ("CP6") is the manager of each of Catterton Noodles and Catterton Noodles Holdings. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
  • [F2]Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles Holdings, LLC: 10% Owner; Catterton-Noodles, LLC: Member of 10% Owner Group; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner; Chu, James Michael: 10% Owner.

Documents

2 files

Issuer

NOODLES & Co

CIK 0001275158

→
Entity typeother

Related Parties

1
  • filerCIK 0001580004

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 4:11 PM ET
Size
16.0 KB
View on SEC.gov