4//SEC Filing
REYNOLDS AMERICAN INC 4
Accession 0001275283-17-000050
CIK 0001275283operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:43 PM ET
Size
9.1 KB
Accession
0001275283-17-000050
Insider Transaction Report
Form 4
CALDWELL LISA J
EVP Human Resources
Transactions
- Sale
Common Stock
2017-03-13$60.68/sh−26,888$1,631,435→ 41,332 total - Gift
Common Stock
2017-03-14−1,658→ 39,674 total - Sale
Common Stock
2017-03-13$60.71/sh−1,216$73,822→ 0 total(indirect: By Spouse)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.
- [F2]The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $60.58 to $60.82, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on May 20, 2016.
- [F4]The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $60.65 to $60.81, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
REYNOLDS AMERICAN INC
CIK 0001275283
Entity typeoperating
Related Parties
1- filerCIK 0001275283
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:43 PM ET
- Size
- 9.1 KB