CWMBS INC 1994-5 MORTGAGE PASS THRO CERT SERIES 1994-5 4

4 · CWMBS INC 1994-5 MORTGAGE PASS THRO CERT SERIES 1994-5 · Filed Feb 25, 2016

Form 4

Period: 2016-02-25

EVP/Chief Operating Officer

Transactions

Award
Restricted Stock
2016-02-25$9.84/sh+2,000$19,680→ 45,399 total
Award
Stock Options
2016-02-25$9.84/sh+10,000$98,400→ 83,068 total
Exercise: $9.84From: 2017-02-25Exp: 2026-02-25→ Common Stock (10,000 underlying)

Footnotes (5)

[F1]2,000 restricted shares were granted effective 2/25/16 and issued from the 2013 Stock Bonus Plan; vesting commences with 500 shares on 2/25/17; 500 shares on 2/25/18; 500 shares on 2/25/19; and 500 shares on 2/25/20.
[F2]Stock price at the close of business on 2/24/16.
[F3]10,000 are restricted stock; 35,399 shares are held in an account at Computershare.
[F4]10,000 non-qualified stock options were granted on 2/25/16 from the 2015 Stock Option Plan; vesting over a three-year period; one-third shall vest; i.e., 3,333 on 2/25/17; 3,333 on 2/25/18; and 3,334 on 2/25/19.
[F5]83,068 options are outstanding; 53,067 are currently exercisable; and 30,001 are unexercisable. The price varies from $3.98 to $12.62.

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