4//SEC Filing
RIDGEVIEW ASSOCIATES LLC 4
Accession 0001275754-04-000003
CIK 0001138951other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 9:33 PM ET
Size
16.1 KB
Accession
0001275754-04-000003
Insider Transaction Report
Form 4
RIDGEVIEW ASSOCIATES LLC
10% Owner
Transactions
- Exercise of In-Money
Call Option (obligation to sell Class B Common Stock)
2004-08-31−37,988→ 0 totalFrom: 2001-08-19Exp: 2008-08-19→ Class B Common Stock (37,988 underlying) - Exercise of In-Money
Class B Common Stock, $.001 par value
2004-08-31−37,988→ 4,176,694 total
Holdings
- 16,442,927
Class B Common Stock, $.0001 par value
- 158,211(indirect: Subsidiary)
Class B Common Stock, $.0001 par value
- 11,579
Class B Common Stock, $.0001 par value
- 2,051,601
Class B Common Stock, $.0001 par value
- 150,923(indirect: Subsidiary)
Class B Common Stock, $.0001 par value
- 6,636,230
Class B Common Stock, $.0001 par value
Footnotes (10)
- [F1]Represents an exercise by a third party of an option granted by Knowledge Kids, L.L.C. to purhcase shares of Class B Common Stock held by Knowledge Kids, L.L.C.
- [F10]Pursuant to Instruction 4(c)(iii) to Form 4, this column 8 should be left blank.
- [F2]The third party exercised the option at an exercise price of $12.50 per share.
- [F3]These securities are owned by ET Holdings, L.L.C.
- [F4]These securities are owned by Hampstead Associates, L.L.C.
- [F5]These securities are owned by Michael Milken
- [F6]These securities are owned by Lowell Milken
- [F7]These securities are owned by Mollusk Holdings, L.L.C.
- [F8]These securities are owned by KU, L.L.C.
- [F9]These securities are owned by Knowledge Kids, L.L.C.
Issuer
LEAPFROG ENTERPRISES INC
CIK 0001138951
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001275754
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 9:33 PM ET
- Size
- 16.1 KB