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EYI INDUSTRIES INC 4

Accession 0001275789-04-000003

CIK 0001104120operating
View on SEC.govCompany Profile

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 5:47 PM ET

Size

11.9 KB

Accession

0001275789-04-000003

Insider Transaction Report

Form 4
Period: 2004-09-30
EYI INDUSTRIES INCEYII
SARGEANT JAY
DirectorPresident10% Owner
Transactions
  • Award

    Non-Qualified Stock Options

    2004-09-30$0.11/sh+1,000,000$110,000→ 4,247,619 total
    Exercise: $0.11From: 2004-09-30Exp: 2006-09-30→ Common Shares (1,000,000 underlying)
Holdings

  • Common Shares

    (indirect: see footnote)
    26,397,236

  • Non-Qualified Stock Options

    Exercise: $0.19From: 2004-04-30Exp: 2006-04-30→ Common Shares (3,200,000 underlying)
    3,200,000

  • Common Shares

    47,619

  • Warrant

    Exercise: $0.30From: 2004-03-26Exp: 2006-03-26→ Common Shares (47,619 underlying)
    3,247,619

  • Common Shares

    (indirect: see footnote)
    50,000

  • Common Shares

    (indirect: see footnote)
    65,477,302
Footnotes (3)
  • [F1]The shares are owned by Northern Colorado, Inc., a company for which Mr. Sargeant is a principal. He may therefore be deemed to be the beneficial, if indirect, owner of 50,000 shares of the Company.
  • [F2]Jay Sargeant is deemed an indirect beneficial owner with respect to these 65,477,302 shares. The shares are held in the Jay Sargeant Trust, of which he is the Trustee. Under the trust, Mr. Sargeant has granted to the beneficiaries named in the trust the right to receive any cash distributions on the shares and has agreed to add to the trust corpus any stock dividends or shares granted in respect of, or in exchange for, the shares currently held in the trust. Mr. Sargeant has retained the right to vote and dispose of the shares and to revoke or amend the trust at any time.
  • [F3]Mr. Sargeant is a named beneficiary of the Jay Sargeant Trust, and is therefore an indirect beneficial owner, with respect to 26,397,236 shares. Mr. Sargeant is also the trustee and settlor of the trust, and he has retained the right to vote and dispose of the shares and to revoke or amend the trust at any time.

Documents

1 file

Issuer

EYI INDUSTRIES INC

CIK 0001104120

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001104120

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:47 PM ET
Size
11.9 KB
View on SEC.gov