Home/Filings/4/0001276032-07-000001
4//SEC Filing

MCKINNON WILLIAM T 4

Accession 0001276032-07-000001

CIK 0000874501other

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 1:28 PM ET

Size

12.4 KB

Accession

0001276032-07-000001

Insider Transaction Report

Form 4
Period: 2007-01-29
MCKINNON WILLIAM T
Senior Managing Director
Transactions
  • Award

    Common Stock

    2007-01-29$87.27/sh+3,725$325,08124,226 total
  • Award

    Common Stock

    2007-01-29$87.27/sh+8,595$750,08632,821 total
  • Award

    Employee Stock Option (Right to Buy)

    2007-01-29+13,00013,000 total
    Exercise: $87.27From: 2012-01-29Exp: 2014-01-29Common Stock (13,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    6,711
Footnotes (4)
  • [F1]Restricted Stock Units ("RSUs") were granted under the Issuer's 1997 Equity Plan, as amended.
  • [F2]Restricted Stock Units ("RSUs") were granted under the Issuer's 1997 Equity Plan, as amended.
  • [F3]Based on a plan statement as of December 31, 2006.
  • [F4]Exercisable as follows: 6,500 shares after the per share price of the Issuer's common stock is or exceeds $106.00 for 20 consecutive trading days on the New York Stock Exchange (NYSE). The remaining 6,500 shares will be exercisable after the per share price of the Issuer's common stock is or exceeds $125.00 for 20 consecutive trading days on the NYSE. If all or a portion of the shares have not become exercisable by January 29, 2012, then such unexercisable amount shall become exercisable on January 29, 2012.

Issuer

AMBAC FINANCIAL GROUP INC

CIK 0000874501

Entity typeother

Related Parties

1
  • filerCIK 0001276032

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 1:28 PM ET
Size
12.4 KB