4/A//SEC Filing
HANSEN MEDICAL INC 4/A
Accession 0001276591-16-000024
CIK 0001276591operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:32 PM ET
Size
24.5 KB
Accession
0001276591-16-000024
Insider Transaction Report
Form 4/AAmended
Vance Cary Guy
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2015-05-26+5,962→ 13,462 total - Exercise/Conversion
Common Stock
2015-06-01+1,491→ 13,090 total - Sale
Common Stock
2015-09-17$5.60/sh−548$3,069→ 13,597 total - Sale
Common Stock
2015-06-26$8.70/sh−436$3,793→ 12,654 total - Exercise/Conversion
Common Stock
2015-09-01+1,491→ 14,145 total - Exercise/Conversion
Common Stock
2015-12-02+1,491→ 15,088 total - Sale
Common Stock
2015-12-02$2.98/sh−491$1,463→ 14,597 total - Sale
Common Stock
2015-06-24$9.60/sh−1,863$17,885→ 11,599 total - Exercise/Conversion
Restricted Stock Unit
2015-05-26+5,962→ 17,887 total→ Common Stock (5,962 underlying) - Exercise/Conversion
Restricted Stock Unit
2015-06-01+1,491→ 16,396 total→ Common Stock (1,491 underlying) - Exercise/Conversion
Restricted Stock Unit
2015-09-01+1,491→ 14,905 total→ Common Stock (1,491 underlying) - Exercise/Conversion
Restricted Stock Unit
2015-12-02+1,491→ 13,414 total→ Common Stock (1,491 underlying)
Footnotes (8)
- [F1]Date amended to correct release and settlement dates.
- [F2]All amounts on this Form 4 reflect the Company's reverse ten-for-one stock split effected on September 22, 2015.
- [F3]This amendment updates the Amount of Securities Beneficially Owned column to reflect Mr. Vance's holdings in post-reverse stock split amounts. The Form 4 filed on February 4, 2016 that this Form 4/A amends inaccurately reported the Amount of Securities Beneficially Owned in pre-reverse stock split amounts.
- [F4]Pursuant to Mr. Vance's Restricted Stock Unit Award, the securities disposed of represent shares sold to satisfy withholding obligations in connection with the settlement of vested restricted stock units.
- [F5]Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- [F6]The first 25% of the units vested on June 1, 2015. The remaining 75% of the units are scheduled to vest in increments of 6.25% on each March 1, June 1, September 1 and December 1 thereafter, assuming continued employment through the applicable vesting dates.
- [F7]The units will be forfeited and cancelled to the extent that they have not vested before termination of employment.
- [F8]This amendment updates the Number of derivative Securities Beneficially Owned Following Reported Transactions in post-reverse stock split amounts. The Form 4 filed on February 4, 2016 that this Form 4/A amends inaccurately reported the Number of derivative Securities Beneficially Owned Following Reported Transactions in pre-reverse stock split amounts.
Documents
Issuer
HANSEN MEDICAL INC
CIK 0001276591
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001276591
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:32 PM ET
- Size
- 24.5 KB