4//SEC Filing
Brandt Leonard J. 4
Accession 0001276655-09-000003
CIK 0000822370other
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 8:37 PM ET
Size
16.2 KB
Accession
0001276655-09-000003
Insider Transaction Report
Form 4
Brandt Leonard J.
Director10% Owner
Transactions
- Conversion
Common Stock Warrant
2009-08-26$0.27/sh+478,082$129,082→ 478,082 total(indirect: Brandt Ventures)Exercise: $0.30From: 2009-08-26Exp: 2019-08-26→ Common Stock (478,082 underlying) - Conversion
Secured Promissory Note
2009-08-26$250000.00/sh(indirect: Brandt Ventures)Exercise: $0.27From: 2009-08-26Exp: 2009-08-26→ Common Stock and Warrants (1,434,246 underlying) - Conversion
Common Stock
2009-08-26$0.27/sh+956,164$258,164→ 956,164 total(indirect: Brandt Ventures)
Holdings
- 601,646
Common Stock Warrrant
Exercise: $0.59From: 2006-10-31Exp: 2011-10-31→ Common Stock (601,646 underlying) - 968,889
Option (Right to Buy)
Exercise: $1.09From: 2007-08-08Exp: 2017-08-08→ Common Stock (968,889 underlying) - 333,611
Option (Right to Buy)
Exercise: $1.20From: 2007-08-08Exp: 2017-08-08→ Common Stock (333,611 underlying) - 7,394,631
Common Stock
- 540,000(indirect: By Children)
Common Stock
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admisssion that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]The options to purchase 968,889 shares vest as follows: options to purchase 269,357 shares vested on August 8, 2007, options to purchase 135,675 shares vested in equal monthly amounts of 27,135 shares over 5 months beginning on August 31, 2007; options to purchase 543,726 shares vest in equal monthly amounts of 20,138 shares over 27 months beginning on January 31,2008; and the remaining options to purchase 20,131 shares vest on April 30, 2010.
- [F3]The options to purchase 333,611 shares vest as follows: options to purchase 83,403 shares vested on August 8, 2007, options to purchase 243,250 shares vest in equal monthly amounts of 6,950 shares over 35 months commencing on January 31, 2008; and the remaining options to purchase 6,958 vest on December 31, 2010.
- [F4]Consists of 956,164 shares of Common Stock and 478,082 shares reserved for issuance upon exercise of warrants to purchase Common Stock.
Documents
Issuer
CNS RESPONSE, INC.
CIK 0000822370
Entity typeother
Related Parties
1- filerCIK 0001393327
Filing Metadata
- Form type
- 4
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 8:37 PM ET
- Size
- 16.2 KB