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4//SEC Filing

ROTH DUANE J 4

Accession 0001276933-05-000001

CIK 0000736994other

View on SEC.gov Company Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 4:40 PM ET

Size

9.8 KB

Accession

0001276933-05-000001

Insider Transaction Report

Form 4

Period: 2005-01-12

ALLIANCE PHARMACEUTICAL CORPALLP.OB

DirectorCHIEF EXECUTIVE OFFICER

Transactions

Award
NON-QUALIFIED STOCK OPTION
2005-01-12$0.29/sh+1,000,000$290,000→ 1,000,000 total
Exercise: $0.29Exp: 2015-01-12→ COMMON STOCK (1,000,000 underlying)

Holdings

COMMON STOCK
(indirect: By Spouse)
1,665
WARRANT
Exercise: $0.35From: 2001-10-30Exp: 2006-10-30→ COMMON STOCK (28,571 underlying)
28,571
COMMON STOCK
86,742
NON-QUALIFIED STOCK OPTION
→ COMMON STOCK (459,300 underlying)
459,300

Footnotes (3)

[F1]A. 50% shall vest on the date the Company enters into an agreement that terminates the cash covenant set forth in certain Senior Note agreements; B. 25% shall vest on the date the Company enters into an agreement with an additional party; C. 25% shall vest on the date the Company initiates clinical trials.
[F2]VARIOUS
[F3]AVERAGE - $16.58

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ALLIANCE PHARMACEUTICAL CORP

CIK 0000736994

Entity typeother

Related Parties

1

filerCIK 0001276933

Filing Metadata

Form type: 4
Filed: Jan 12, 7:00 PM ET
Accepted: Jan 13, 4:40 PM ET
Size: 9.8 KB

View on SEC.gov