Home/Filings/4/0001277118-04-000001
4//SEC Filing

OHAIRE EDWARD G 4

Accession 0001277118-04-000001

CIK 0001075046other

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 4:26 PM ET

Size

9.9 KB

Accession

0001277118-04-000001

Insider Transaction Report

Form 4
Period: 2004-01-16
Transactions
  • Sale

    Common Stock

    2004-01-16$35.50/sh28,762$1,021,0516,191 total
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2004-01-16$10.30/sh42,485$437,4940 total
    Exercise: $10.30From: 2004-01-16Exp: 2009-09-30Common Stock (42,485 underlying)
  • Sale

    Common Stock

    2004-01-16$35.50/sh9,897$351,3442,416 total(indirect: By Spouse)
Holdings
  • Common Stock

    (indirect: Ryan & O'Haire Insurance Agency)
    3,150
Footnotes (2)
  • [F1]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed as an admissioin that the reporting person is the beneficial owner of such securities for Section 16, or for any other purpose.
  • [F2]This option, which provided for vesting in five equal annual installments beginning October 1, 2000, was cancelled in the merger in exchange for a cash payment of $1,070,723.96, representing the difference between the exercise price of the option and the market value of the underlying Troy Financial Corporation common stock on the effective date of the merger ($35.50 per share).

Issuer

TROY FINANCIAL CORP

CIK 0001075046

Entity typeother

Related Parties

1
  • filerCIK 0001277118

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:26 PM ET
Size
9.9 KB