ZHABILOV HARRY 4

4 · VIRAL GENETICS INC /DE/ · Filed Oct 22, 2004

Form 4

Period: 2004-06-04

DirectorExec. VP10% Owner

Transactions

Other
common stock
[F1][F2]
2004-08-13+2,966,380→ 7,893,679 total
Award
common stock
[F3]
2004-09-20+4,927,299→ 7,893,679 total
Other
convertible note due
[F4][F6][F5]
2004-08-05
Exercise: $0.30Exp: 2008-05-31→ common stock (971,324 underlying)
Award
common stock warrant
[F7][F6][F5]
2004-09-20+4,927,299→ 4,927,299 total
Exercise: $0.40Exp: 2009-09-19→ common stock (4,927,299 underlying)
Award
employee stock option
[F8][F5]
2004-06-04+1,800,000→ 4,100,000 total
Exercise: $0.45Exp: 2008-05-31→ common stock (1,800,000 underlying)
Award
stock option
[F9][F5]
2004-09-20+99,708→ 99,708 total
Exercise: $0.52Exp: 2006-09-19→ common stock (99,708 underlying)
Award
stock option
[F9][F5]
2004-09-20+49,854→ 49,854 total
Exercise: $0.38Exp: 2006-09-19→ common stock (49,854 underlying)
Award
stock option
[F9][F5]
2004-09-20+49,854→ 49,854 total
Exercise: $0.65Exp: 2006-09-19→ common stock (49,854 underlying)
Award
stock option
[F9][F5]
2004-09-20+49,854→ 49,854 total
Exercise: $0.58Exp: 2006-09-19→ common stock (49,854 underlying)

Footnotes (9)

[F1]received shares through distribution from Tomson Voting Trust
[F2]the high bid price for the common shares of Viral Genetics, Inc., on the over-the-counter market on the date of distribution was $0.45
[F3]Received in exchange for capital stock of Therapeutic Genetic, Inc., in connection with merger of Therapeutic Genetic, Inc. into subsidiary of Viral Genetics, Inc. On September 20, 2004, the high bid price for Viral Genetics, Inc. common stock in the over-the-counter market was $0.38.
[F4]note assigned to Best Investments, Inc.
[F5]immediately
[F6]not applicable
[F7]The warrants were issued with common stock of Viral Genetics, Inc., in the merger transaction that resulted in the acquisition of Therapeutic Genetic, Inc.
[F8]granted pursuant to Employment Agreement
[F9]All stock options with a transaction date of 09/20/2004 are options originally granted to Therapeutic Genetic, Inc. and distributed by Therapeutic Genetic, Inc. to its shareholders for no consideration immediately prior to the merger of Therapeutic Genetic, Inc. with the subsidiary of Viral Genetics, Inc.

Signature

Harry Zhabilov, Jr|2004-10-22

Documents

1 file