4//SEC Filing
SCOTT PHILLIP C 4
Accession 0001278851-04-000001
CIK 0000755113other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:26 PM ET
Size
17.7 KB
Accession
0001278851-04-000001
Insider Transaction Report
Form 4
SCOTT PHILLIP C
Other
Transactions
- Disposition to Issuer
Common Stock
2004-09-30$0.40/sh−5,000$2,000→ 75,000 total(indirect: Footnote 1) - Disposition to Issuer
Common Stock
2004-10-01$0.42/sh−5,000$2,100→ 65,000 total(indirect: See footnote) - Purchase
Warrant
2002-11-10$0.32/sh+0$0→ 3,244,616 totalExercise: $0.32Exp: 2012-11-10→ Common Stock (3,244,616 underlying) - Disposition to Issuer
Common Stock
2004-10-04$0.42/sh−5,000$2,100→ 55,000 total(indirect: See footnote) - Purchase
Warrant
2003-01-31+0→ 40,000 total(indirect: See footnote)Exercise: $0.45From: 2003-01-31Exp: 2008-01-31→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]All securities held indirectly are owned by Scott River Capital Trading Limited, LP, a California limited partnership owned approximately 99.5% by the filer (as a limited partner) and .5% by Doty Scott Enterprises, Inc., a California corporation which is the general partner and is owned 50% by the filer.
- [F2]The warrants listed in line one of Table II were issued to the filer pursuant to his employment agreement and related warrant agreement with SurgiCare, Inc. dated November 10, 2002. The filer has the right to purchase a total of 811,154 common shares beginning November 10, 2002. During each month beginning December 10, 2002 through October 10, 2005, the filer has the right to purchase 67,596 common shares. The filer has the right to purchase 67,602 shares beginning November 10, 2005.
- [F3]The warrants listed on line two of Table II were attached to the 80,000 shares purchased on 1/31/2003. The private placement memorandum pursuant to which the filer purchased the securities set a $0.90 purchase price, which included two common shares and one warrant to purchase common stock.
Documents
Issuer
SURGICARE INC/DE
CIK 0000755113
Entity typeother
Related Parties
1- filerCIK 0001278851
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 5:26 PM ET
- Size
- 17.7 KB