SPARTA COMMERCIAL SERVICES, INC.·4

Jan 5, 2:17 PM ET

HAVENS ANTHONY L 4

4 · SPARTA COMMERCIAL SERVICES, INC. · Filed Jan 5, 2022

Insider Transaction Report

Form 4
Period: 2022-01-03
HAVENS ANTHONY L
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Non-Qualified Stock Option

    2022-01-03$0.08/sh+500,000$40,0001,765,008 total
    Exercise: $0.08From: 2022-01-03Exp: 2027-01-03Common Stock (500,000 underlying)
  • Award

    Non-Qualified Stock Option

    2022-01-03$0.08/sh+1,718,322$137,4663,483,330 total
    Exercise: $0.08From: 2022-01-03Exp: 2027-01-03Common Stock (1,718,322 underlying)
Footnotes (2)
  • [F1]166,667 options vest immediately, 166,667 options vest 01/03/2023, and 166,666 options vest 01/03/2024.
  • [F2]The Corporation issued Havens options to convert $137,465.76 of deferred salary owed to Havens.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT