Home/Filings/4/0001280882-12-000008
4//SEC Filing

LINTZENICH JAMES C 4

Accession 0001280882-12-000008

CIK 0001063537other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 9:10 PM ET

Size

8.0 KB

Accession

0001280882-12-000008

Insider Transaction Report

Form 4
Period: 2012-07-31
Transactions
  • Award

    10% Secured Convertible Promissory Note Due 2015

    2012-07-31(indirect: By LLC)
    Exercise: $0.07From: 2012-01-18Exp: 2015-07-31Common Stock (714,286 underlying)
  • Disposition to Issuer

    10% Secured Convertible Promissory Note Due 2015

    2012-07-310 total(indirect: By LLC)
    Exercise: $0.10From: 2012-01-18Exp: 2015-01-18Common Stock (500,000 underlying)
Footnotes (2)
  • [F1]On 7/31/12, the promissory note issued under the Note and Warrant Purchase Agreement dated 1/17/12 was amended to decrease the conversion price from $0.10 per share to $0.07 per share and the maturity date of the promissory note changed from 1/18/15 to 7/31/15.
  • [F2]Contains full ratchet antidilution provisions.

Issuer

NUTRACEA

CIK 0001063537

Entity typeother

Related Parties

1
  • filerCIK 0001088843

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 9:10 PM ET
Size
8.0 KB