LINTZENICH JAMES C 4
4 · NUTRACEA · Filed Aug 6, 2012
Insider Transaction Report
Form 4
NUTRACEANTRZ
LINTZENICH JAMES C
Director
Transactions
- Award
10% Secured Convertible Promissory Note Due 2015
2012-07-31(indirect: By LLC)Exercise: $0.07From: 2012-01-18Exp: 2015-07-31→ Common Stock (714,286 underlying) - Disposition to Issuer
10% Secured Convertible Promissory Note Due 2015
2012-07-31→ 0 total(indirect: By LLC)Exercise: $0.10From: 2012-01-18Exp: 2015-01-18→ Common Stock (500,000 underlying)
Footnotes (2)
- [F1]On 7/31/12, the promissory note issued under the Note and Warrant Purchase Agreement dated 1/17/12 was amended to decrease the conversion price from $0.10 per share to $0.07 per share and the maturity date of the promissory note changed from 1/18/15 to 7/31/15.
- [F2]Contains full ratchet antidilution provisions.