AMERIPRISE FINANCIAL INC·4

Jan 29, 6:39 PM ET

TRUSCOTT WILLIAM F 4

4 · AMERIPRISE FINANCIAL INC · Filed Jan 29, 2026

Research Summary

AI-generated summary of this filing

Updated

Ameriprise (AMP) CEO William Truscott Receives Award; Sells 4,169 Shares for Taxes

What Happened
William F. Truscott, CEO, Global Asset Management at Ameriprise Financial (AMP), had 8,661 shares granted/vested to him on Jan. 27, 2026 (reported as an acquisition, code A). On the same date 4,169 shares were surrendered/withheld to satisfy tax liabilities (code F) at an average price of $498.33 per share, totaling $2,077,538. The award is not an open‑market purchase; the withheld shares were used to cover taxes upon vesting.

Key Details

  • Transaction date: 2026-01-27; Form 4 filed 2026-01-29 (appears timely).
  • Award: 8,661 shares (reported acquisition price $0.00).
  • Tax withholding: 4,169 shares disposed at $498.33 each, total $2,077,538.
  • Footnote F1: Remaining shares after forfeiture for tax withholding were transferred to the reporting person’s indirect LLC holdings.
  • Footnote F2: The filing includes an estimate of shares held in the Ameriprise Financial Stock Fund under the company 401(k); unit accounting means reported share counts can vary with the stock price.
  • Transaction codes: A = award/grant; F = payment of tax liability via share forfeiture (not an open‑market sale).

Context
This was a vesting/award event with shares withheld to cover taxes (a common administrative action), not an indication of an open‑market sale or purchase decision. For retail investors, purchases by insiders can be more informative about bullish sentiment; here the activity reflects compensation vesting and routine tax withholding.

Insider Transaction Report

Form 4
Period: 2026-01-27
TRUSCOTT WILLIAM F
CEO, GLOBAL ASSET MANAGEMENT
Transactions
  • Award

    Common Stock

    2026-01-27+8,66111,631 total
  • Tax Payment

    Common Stock

    [F1]
    2026-01-27$498.33/sh4,169$2,077,5382,970 total
Holdings
  • Common Stock

    [F1]
    (indirect: By LLC)
    16,782
  • Common Stock

    [F2]
    (indirect: By 401(k))
    307.41
Footnotes (2)
  • [F1]The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.
  • [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Signature
/s/ Wendy B. Mahling for William Fredrick Truscott|2026-01-29

Documents

1 file
  • 4
    form4-01292026_110123.xmlPrimary