4//SEC Filing
JANUS CAPITAL GROUP INC 4
Accession 0001283974-07-000005
CIK 0001065865operating
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 8:27 PM ET
Size
14.3 KB
Accession
0001283974-07-000005
Insider Transaction Report
Form 4
BLACK GARY D
DirectorCEO
Transactions
- Award
Stock Option (Right to Buy)
2007-02-02+121,795→ 121,795 totalExercise: $21.01Exp: 2014-02-01→ Common Stock (121,795 underlying) - Tax Payment
Common Stock
2007-02-01$20.77/sh−13,746$285,504→ 305,417 total - Award
Common Stock
2007-02-02+40,695→ 346,112 total
Holdings
- 93,024
Stock Options (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (93,024 underlying) - 122,312
Stock Options (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (122,312 underlying) - 824.22(indirect: Held by ESOP)
Common Stock
- 1,125,176
Stock Options (Right to Buy)
Exercise: $15.48Exp: 2014-04-25→ Common Stock (1,125,176 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 26, 2004, to cover tax liabilities arising from vesting events.
- [F2]Restricted stock granted to reporting person is subject to Section 162(m) requirements and certain performance criteria being met.
- [F3]The option vests annually in four equal installments (within one share) beginning on February 1, 2008.
- [F4]The option vests annually in four equal installments beginning on February 1, 2007.
- [F5]The option vests annually in four approximately equal installments beginning on February 1, 2006.
- [F6]The option vests annually in three approximately equal installments (within one share) beginning in January 2005.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001065865
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 8:27 PM ET
- Size
- 14.3 KB