4//SEC Filing
BLACK GARY D 4
Accession 0001283974-08-000002
CIK 0001065865other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 8:48 PM ET
Size
14.4 KB
Accession
0001283974-08-000002
Insider Transaction Report
Form 4
BLACK GARY D
DirectorCEO
Transactions
- Tax Payment
Common Stock
2008-02-01$27.54/sh−25,317$697,230→ 321,728.74 total - Award
Stock Option (Right to Buy)
2008-02-01+355,290→ 355,290 totalExercise: $27.54Exp: 2015-01-31→ Common Stock (355,290 underlying)
Holdings
- 1,125,176
Stock Options (Right to Buy)
Exercise: $15.48From: 2007-01-01Exp: 2014-04-25→ Common Stock (1,125,176 underlying) - 93,024
Stock Options (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (93,024 underlying) - 122,312
Stock Options (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (122,312 underlying) - 121,795
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (121,795 underlying) - 1,166.08(indirect: Held by ESOP)
Common Stock
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 26, 2004, to cover tax liabilities arising from vesting events.
- [F2]Includes 933.74 shares acquired under the issuer's Employee Stock Purchase Plan as of January 31, 2008.
- [F3]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 1, 2008.
- [F4]The option award vests annually in three equal installments (within one share) beginning on February 1, 2009.
- [F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
- [F6]The option award vests annually in four equal installments beginning on February 1, 2007.
- [F7]The option award vests annually in four equal installments beginning on February 1, 2006.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001283974
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 8:48 PM ET
- Size
- 14.4 KB