BLACK GARY D 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 5, 2008

Form 4

Period: 2008-02-01

DirectorCEO

Transactions

Tax Payment
Common Stock
2008-02-01$27.54/sh−25,317$697,230→ 321,728.74 total
Award
Stock Option (Right to Buy)
2008-02-01+355,290→ 355,290 total
Exercise: $27.54Exp: 2015-01-31→ Common Stock (355,290 underlying)

Holdings

Stock Options (Right to Buy)
Exercise: $15.48From: 2007-01-01Exp: 2014-04-25→ Common Stock (1,125,176 underlying)
1,125,176
Stock Options (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (93,024 underlying)
93,024
Stock Options (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (122,312 underlying)
122,312
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (121,795 underlying)
121,795
Common Stock
(indirect: Held by ESOP)
1,166.08

Footnotes (7)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 26, 2004, to cover tax liabilities arising from vesting events.
[F2]Includes 933.74 shares acquired under the issuer's Employee Stock Purchase Plan as of January 31, 2008.
[F3]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 1, 2008.
[F4]The option award vests annually in three equal installments (within one share) beginning on February 1, 2009.
[F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
[F6]The option award vests annually in four equal installments beginning on February 1, 2007.
[F7]The option award vests annually in four equal installments beginning on February 1, 2006.

Documents

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