BLACK GARY D 4
4 · JANUS CAPITAL GROUP INC · Filed Feb 3, 2009
Insider Transaction Report
Form 4
BLACK GARY D
DirectorCEO
Transactions
- Award
Stock Option (Right to Buy)
2009-01-30+310,166→ 310,166 totalExercise: $5.32Exp: 2016-01-30→ Common Stock (310,166 underlying) - Award
Common Sock
2009-01-30+140,508→ 553,105.08 total
Holdings
- 355,290
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (355,290 underlying) - 1,515.42(indirect: Held by ESOP)
Common Stock
- 121,795
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (121,795 underlying) - 93,024
Stock Options (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (93,024 underlying) - 122,312
Stock Options (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (122,312 underlying) - 1,125,176
Stock Options (Right to Buy)
Exercise: $15.48From: 2007-01-01Exp: 2014-04-25→ Common Stock (1,125,176 underlying)
Footnotes (7)
- [F1]Includes 868.34 shares acquired under the Issuer's Employee Stock Purchase Plan as of January 31, 2009.
- [F2]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
- [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F4]The option award vests annually in three equal installments (within one share) beginning on February 1, 2009.
- [F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
- [F6]The option award vests annually in four equal installments beginning on February 1, 2007.
- [F7]The option award vests annually in four equal installments beginning on February 1, 2006.