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4//SEC Filing

BLACK GARY D 4

Accession 0001283974-09-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 8:53 PM ET

Size

15.6 KB

Accession

0001283974-09-000002

Insider Transaction Report

Form 4
Period: 2009-01-30
JANUS CAPITAL GROUP INCJNS
BLACK GARY D
DirectorCEO
Transactions
  • Award

    Stock Option (Right to Buy)

    2009-01-30+310,166→ 310,166 total
    Exercise: $5.32Exp: 2016-01-30→ Common Stock (310,166 underlying)
  • Award

    Common Sock

    2009-01-30+140,508→ 553,105.08 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $27.54Exp: 2015-01-31→ Common Stock (355,290 underlying)
    355,290

  • Common Stock

    (indirect: Held by ESOP)
    1,515.42

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (121,795 underlying)
    121,795

  • Stock Options (Right to Buy)

    Exercise: $21.57Exp: 2013-02-12→ Common Stock (93,024 underlying)
    93,024

  • Stock Options (Right to Buy)

    Exercise: $14.39Exp: 2015-02-03→ Common Stock (122,312 underlying)
    122,312

  • Stock Options (Right to Buy)

    Exercise: $15.48From: 2007-01-01Exp: 2014-04-25→ Common Stock (1,125,176 underlying)
    1,125,176
Footnotes (7)
  • [F1]Includes 868.34 shares acquired under the Issuer's Employee Stock Purchase Plan as of January 31, 2009.
  • [F2]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
  • [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F4]The option award vests annually in three equal installments (within one share) beginning on February 1, 2009.
  • [F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
  • [F6]The option award vests annually in four equal installments beginning on February 1, 2007.
  • [F7]The option award vests annually in four equal installments beginning on February 1, 2006.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001283974

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 8:53 PM ET
Size
15.6 KB
View on SEC.gov