BLACK GARY D 4
4 · JANUS CAPITAL GROUP INC · Filed Feb 6, 2009
Insider Transaction Report
Form 4
BLACK GARY D
DirectorCEO
Transactions
- Sale
Common Sock
2009-02-04$5.44/sh−481$2,617→ 552,624.08 total - Sale
Common Stock
2009-02-04$5.45/sh−8,100$44,145→ 544,524.08 total
Holdings
- 355,290
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (355,290 underlying) - 93,024
Stock Options (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (93,024 underlying) - 1,125,176
Stock Options (Right to Buy)
Exercise: $15.48From: 2007-01-01Exp: 2014-04-25→ Common Stock (1,125,176 underlying) - 310,166
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (310,166 underlying) - 122,312
Stock Options (Right to Buy)
Exercise: $14.39From: 2008-02-02Exp: 2015-02-03→ Common Stock (122,312 underlying) - 1,515.42(indirect: Held by ESOP)
Common Stock
- 121,795
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (121,795 underlying)
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F3]The option award vests annually in three equal installments (within one share) beginning on February 1, 2009.
- [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.