MATHESON KENNETH IAN 4
4 · ROYAL MINES & MINERALS CORP · Filed Jul 15, 2011
Insider Transaction Report
Form 4
MATHESON KENNETH IAN
DirectorCEO & President10% Owner
Transactions
- Purchase
Shares of Common Stock
2011-07-13$0.05/sh+398,320$19,916→ 1,930,320 total(indirect: By LLC) - Purchase
Shares of Common Stock
2011-07-13$0.05/sh+2,400,000$120,000→ 20,531,000 total - Purchase
Warrants (Right to Buy)
2011-07-13+2,400,000→ 13,800,000 totalExercise: $0.10From: 2011-07-13Exp: 2013-07-12→ Common Stock (2,400,000 underlying) - Purchase
Warrants (Right to Buy)
2011-07-13+35,000→ 3,850,000 total(indirect: By LLC)Exercise: $0.10From: 2011-07-13Exp: 2013-07-12→ Common Stock (35,000 underlying) - Purchase
Shares of Common Stock
2011-07-13$0.05/sh+35,000$1,750→ 3,850,000 total(indirect: By LLC) - Purchase
Warrants (Right to Buy)
2011-07-13+398,320→ 1,547,320 total(indirect: By LLC)Exercise: $0.10From: 2011-07-13Exp: 2013-07-12→ Common Stock (398,320 underlying)
Footnotes (3)
- [F1]Purchase of units at a price of $0.05 per unit, consisting of one share of common stock and one share purchase warrant exercisable at a price of $0.10 per share for a two year period from the date of issuance.
- [F2]The 35,000 shares and 35,000 warrants acquired by the Reporting Person reflects a 12.5% interest in 280,000 shares and 280,000 warrants acquired by E-Ore Holdings LLC. The Reporting Person is a 1/8th managing member of E-Ore Holdings LLC.
- [F3]The 398,320 shares and 398,320 warrants acquired by the Reporting Person reflects a 38.3% interest in 1,040,000 units held by Gold Crown Holdings LLC. The Reporting Person is a 38.3% managing member of Gold Crown Holdings LLC.