4//SEC Filing
MATHESON KENNETH IAN 4
Accession 0001284834-11-000057
CIK 0001371424other
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 1:04 PM ET
Size
16.0 KB
Accession
0001284834-11-000057
Insider Transaction Report
Form 4
MATHESON KENNETH IAN
DirectorCEO & President10% Owner
Transactions
- Purchase
Shares of Common Stock
2011-07-13$0.05/sh+398,320$19,916→ 1,930,320 total(indirect: By LLC) - Purchase
Shares of Common Stock
2011-07-13$0.05/sh+2,400,000$120,000→ 20,531,000 total - Purchase
Warrants (Right to Buy)
2011-07-13+2,400,000→ 13,800,000 totalExercise: $0.10From: 2011-07-13Exp: 2013-07-12→ Common Stock (2,400,000 underlying) - Purchase
Warrants (Right to Buy)
2011-07-13+35,000→ 3,850,000 total(indirect: By LLC)Exercise: $0.10From: 2011-07-13Exp: 2013-07-12→ Common Stock (35,000 underlying) - Purchase
Shares of Common Stock
2011-07-13$0.05/sh+35,000$1,750→ 3,850,000 total(indirect: By LLC) - Purchase
Warrants (Right to Buy)
2011-07-13+398,320→ 1,547,320 total(indirect: By LLC)Exercise: $0.10From: 2011-07-13Exp: 2013-07-12→ Common Stock (398,320 underlying)
Footnotes (3)
- [F1]Purchase of units at a price of $0.05 per unit, consisting of one share of common stock and one share purchase warrant exercisable at a price of $0.10 per share for a two year period from the date of issuance.
- [F2]The 35,000 shares and 35,000 warrants acquired by the Reporting Person reflects a 12.5% interest in 280,000 shares and 280,000 warrants acquired by E-Ore Holdings LLC. The Reporting Person is a 1/8th managing member of E-Ore Holdings LLC.
- [F3]The 398,320 shares and 398,320 warrants acquired by the Reporting Person reflects a 38.3% interest in 1,040,000 units held by Gold Crown Holdings LLC. The Reporting Person is a 38.3% managing member of Gold Crown Holdings LLC.
Documents
Issuer
ROYAL MINES & MINERALS CORP
CIK 0001371424
Entity typeother
Related Parties
1- filerCIK 0001326782
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 1:04 PM ET
- Size
- 16.0 KB